Nicholas Micallef to lecture about Financial Markets Compliance and Regulation Author: Ganado Advocates Published on December 4, 2023 Senior Associate Nicholas Micallef, from Ganado Advocates’ investment services and funds team, will be delivering a seminar, organised by the Malta Stock Exchange, between the 5th and the 7th December. The seminar, titled ‘Financial Markets Compliance and Regulation,’ is designed to offer insights into the regulatory and compliance frameworks, covering aspects of the AIFMD, MiFID, and UCITS directives. The course delves into the ideal compliance setup for a fund or management company, including fundamental legal structures, and the responsibilities of a board of directors, investment committee, MLRO, and compliance officer. Go back