Webinar: Market Abuse Regulation – considerations for investment firms and fund managers

Market Abuse Regulation – considerations for investment firms and fund managers

6th May 2022 at 1130 hrs

The Market Abuse Regulation sets out a regulatory framework for the combating and prevention of market abuse. To this end, the Regulation imposes several (often burdensome) obligations on a number of different market participants, including investment firms and fund managers. The webinar will therefore go over these obligations and will offer some practical tips on best practices that can be adopted to ensure full compliance with the Regulation.

The webinar will also be attended by Ms Francesca Grech from the MFSA’s market abuse team with whom we will discuss several topical points, such as the MFSA’s recent circular (4 April 2022) regarding the obligation of investment firms to prevent, detect and report market abuse under article 16 of the Regulation; the filing of STORs; as well as the MFSA’s site visits.

Moderator
Stephanie Farrugia, Senior Associate, Ganado Advocates

Participant
Beppe Degiorgio, Associate, Ganado Advocates

Guest Speaker
Francesca Grech, Senior Analyst, MFSA

Registration
Participation is free of charge upon registration.