Investment services & funds insights Events June 10, 2021 Have you forgotten your KIDs? – Where are we on PRIIPs Key Information Documents for UCITS and Alternative Funds? Have you forgotten your KIDs? – Where are we on PRIIPs Key Information Documents for UCITS and Alternative Funds?... Events May 26, 2021 AML: Key considerations for CSPs and Trustees Events May 18, 2021 Regulatory: Governance, Risk and Compliance and the three lines of defence model Regulatory: Governance, Risk and Compliance and the three lines of defence model 26 May 2021 at 1600 hrs Any... News & events May 13, 2021 MFSA publishes circular regarding the application of Article 17 of the Sustainable Finance Disclosure Regulation Publications May 6, 2021 Presta Nome Mandate In its judgement on the 27 April 2021, delivered in the names of Peter Camilleri (the “Plaintiff”) vs Lee... Publications April 13, 2021 ‘One year into the COVID-19 pandemic: key considerations for the financial services industry’ Events March 25, 2021 Regulatory: Investment Firms Directive – major considerations for investment firms Regulatory: Investment Firms Directive – major considerations for investment firms 07 April 2021 at 1600 hrs The Investment Firm... Publications September 30, 2020 Fighting financial crime through sanctions screening Publications September 23, 2020 But, do you ‘really’ know your customer? In this fourth article in this series, we will be looking at the principles behind a customer risk assessment... Publications September 16, 2020 Risk Assessments: Tailor-made not ready-made Publications September 2, 2020 A marriage between compliance and culture: building on solid foundations In seeking to create greater awareness on financial crime related obligations, Ganado Advocates is launching “The Financial Crime Series”.... Events September 1, 2020 Compliance challenges in the investment services & funds industry 1 2 3 … 11
Events June 10, 2021 Have you forgotten your KIDs? – Where are we on PRIIPs Key Information Documents for UCITS and Alternative Funds? Have you forgotten your KIDs? – Where are we on PRIIPs Key Information Documents for UCITS and Alternative Funds?...
Events May 18, 2021 Regulatory: Governance, Risk and Compliance and the three lines of defence model Regulatory: Governance, Risk and Compliance and the three lines of defence model 26 May 2021 at 1600 hrs Any...
News & events May 13, 2021 MFSA publishes circular regarding the application of Article 17 of the Sustainable Finance Disclosure Regulation
Publications May 6, 2021 Presta Nome Mandate In its judgement on the 27 April 2021, delivered in the names of Peter Camilleri (the “Plaintiff”) vs Lee...
Publications April 13, 2021 ‘One year into the COVID-19 pandemic: key considerations for the financial services industry’
Events March 25, 2021 Regulatory: Investment Firms Directive – major considerations for investment firms Regulatory: Investment Firms Directive – major considerations for investment firms 07 April 2021 at 1600 hrs The Investment Firm...
Publications September 23, 2020 But, do you ‘really’ know your customer? In this fourth article in this series, we will be looking at the principles behind a customer risk assessment...
Publications September 2, 2020 A marriage between compliance and culture: building on solid foundations In seeking to create greater awareness on financial crime related obligations, Ganado Advocates is launching “The Financial Crime Series”....