Investment funds insights Events May 18, 2021 Regulatory: Governance, Risk and Compliance and the three lines of defence model Regulatory: Governance, Risk and Compliance and the three lines of defence model 26 May 2021 at 1600 hrs Any... Events March 25, 2021 Regulatory: Investment Firms Directive – major considerations for investment firms Practice news August 18, 2020 Consultation to revise EBA’s and ESMA’s guidelines on suitability assessments for members of the management body and key function holders The European Banking Authority (EBA) and European Securities and Markets Authority (ESMA) have launched a consultation to review their... Publications May 8, 2020 ESMA issues public statement on the risks for retail Investors during the COVID-19 crisis Publications April 15, 2020 COVID-19: ESMA issues a public statement on the deadlines for the publication of periodic reports by fund managers The European Securities and Markets Authority (ESMA) has published a public statement to promote coordinated action among national competent authorities (NCAs)... Publications April 3, 2020 ESMA risk assessment update in light of COVID-19 Publications April 3, 2020 ESMA public statement on the publication of best execution reports On 31 March 2020, the European Securities and Markets Authority (“ESMA”) issued a public statement clarifying issues regarding the... Publications March 25, 2020 The recording of telephone conversations under MiFID II: Clarification by ESMA Firm news February 25, 2020 Financial Crime workshops organised by Ganado Advocates in collaboration with Duff & Phelps Events August 27, 2019 James Farrugia to speak at UCITS & AIFMD Conference in London Events June 28, 2019 Andre Zerafa to host a roundtable discussion at GAIM GAIM, one of Europe’s leading alternative investment and hedge fund conferences, will once again return to London between the... Firm news February 28, 2019 Ganado Advocates at IFSP annual conference 2019 1 2 3 4
Events May 18, 2021 Regulatory: Governance, Risk and Compliance and the three lines of defence model Regulatory: Governance, Risk and Compliance and the three lines of defence model 26 May 2021 at 1600 hrs Any...
Events March 25, 2021 Regulatory: Investment Firms Directive – major considerations for investment firms
Practice news August 18, 2020 Consultation to revise EBA’s and ESMA’s guidelines on suitability assessments for members of the management body and key function holders The European Banking Authority (EBA) and European Securities and Markets Authority (ESMA) have launched a consultation to review their...
Publications May 8, 2020 ESMA issues public statement on the risks for retail Investors during the COVID-19 crisis
Publications April 15, 2020 COVID-19: ESMA issues a public statement on the deadlines for the publication of periodic reports by fund managers The European Securities and Markets Authority (ESMA) has published a public statement to promote coordinated action among national competent authorities (NCAs)...
Publications April 3, 2020 ESMA public statement on the publication of best execution reports On 31 March 2020, the European Securities and Markets Authority (“ESMA”) issued a public statement clarifying issues regarding the...
Publications March 25, 2020 The recording of telephone conversations under MiFID II: Clarification by ESMA
Firm news February 25, 2020 Financial Crime workshops organised by Ganado Advocates in collaboration with Duff & Phelps
Events June 28, 2019 Andre Zerafa to host a roundtable discussion at GAIM GAIM, one of Europe’s leading alternative investment and hedge fund conferences, will once again return to London between the...