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September 2, 2020

A marriage between compliance and culture: building on solid foundations

September 1, 2020

Compliance challenges in the investment services & funds industry

August 18, 2020

Consultation to revise EBA’s and ESMA’s guidelines on suitability assessments for members of the management body and key function holders

Luxembourg: ESMA guidelines on performance fees

ESMA issues public statement on the risks for retail Investors during the COVID-19 crisis

Ganado Advocates’ webinar on AML: Learning from the past; safeguarding the future

COVID-19 and the dividends dilemma

Updated: Interim measures for the processing of physical documentation

COVID-19: ESMA issues a public statement on the deadlines for the publication of periodic reports by fund managers

ESMA risk assessment update in light of COVID-19

ESMA public statement on the publication of best execution reports

MFSA circular on customer protection and complaints handling processes

The recording of telephone conversations under MiFID II: Clarification by ESMA

ESMA Public Statement: Postponement of the reporting obligations under the Securities Financing Transactions Regulation (“SFTR”)

COVID-19: MFSA Circular on Contingency Planning for Licence Holders

Short-selling regulatory update amidst the COVID-19 pandemic

Directors: Gatekeepers against systematic failure

February 25, 2020

Financial Crime workshops organised by Ganado Advocates in collaboration with Duff & Phelps

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