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Presta Nome Mandate

‘One year into the COVID-19 pandemic: key considerations for the financial services industry’

Regulatory: Investment Firms Directive – major considerations for investment firms

September 30, 2020

Fighting financial crime through sanctions screening

September 23, 2020

But, do you ‘really’ know your customer?

September 16, 2020

Risk Assessments: Tailor-made not ready-made

September 2, 2020

A marriage between compliance and culture: building on solid foundations

September 1, 2020

Compliance challenges in the investment services & funds industry

August 18, 2020

Consultation to revise EBA’s and ESMA’s guidelines on suitability assessments for members of the management body and key function holders

Luxembourg: ESMA guidelines on performance fees

ESMA issues public statement on the risks for retail Investors during the COVID-19 crisis

Ganado Advocates’ webinar on AML: Learning from the past; safeguarding the future

COVID-19 and the dividends dilemma

Updated: Interim measures for the processing of physical documentation

COVID-19: ESMA issues a public statement on the deadlines for the publication of periodic reports by fund managers

ESMA risk assessment update in light of COVID-19

ESMA public statement on the publication of best execution reports

MFSA circular on customer protection and complaints handling processes

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