Investment services & funds insights Publications April 3, 2020 ESMA risk assessment update in light of COVID-19 On 2 April 2020, the European Securities and Markets Authority (ESMA) updated its risk assessment to account for the... Publications April 3, 2020 ESMA public statement on the publication of best execution reports Publications March 26, 2020 MFSA circular on customer protection and complaints handling processes On 25 March 2020, MFSA issued a circular reminding firms of its expectations of the measures that they should... Publications March 25, 2020 The recording of telephone conversations under MiFID II: Clarification by ESMA Publications March 20, 2020 ESMA Public Statement: Postponement of the reporting obligations under the Securities Financing Transactions Regulation (“SFTR”) In a Public Statement issued by the European Securities and Markets Authority (“ESMA”) on 18 March 2020, ESMA acknowledges that it... Publications March 20, 2020 COVID-19: MFSA Circular on Contingency Planning for Licence Holders Publications March 18, 2020 Short-selling regulatory update amidst the COVID-19 pandemic The current COVID-19 pandemic has undoubtedly, already had a negative impact on the financial market within the European Union... Publications March 10, 2020 Directors: Gatekeepers against systematic failure Firm news February 25, 2020 Financial Crime workshops organised by Ganado Advocates in collaboration with Duff & Phelps Firm news February 21, 2020 Ganado Advocates co-organises the 5th Malta Asset Management Forum 2020 Events November 27, 2019 Ganado Advocates co-organises Regulation and Tax seminar in London Ganado Advocates, along with Throgmorton, Optima Partners, Apex Group and RSM, co-organised the UK and EU State of Play... Events November 4, 2019 James Farrugia to speak at a Malta-focused event organised by Bloomberg 1 … 9 10 11 12 13 … 20
Publications April 3, 2020 ESMA risk assessment update in light of COVID-19 On 2 April 2020, the European Securities and Markets Authority (ESMA) updated its risk assessment to account for the...
Publications March 26, 2020 MFSA circular on customer protection and complaints handling processes On 25 March 2020, MFSA issued a circular reminding firms of its expectations of the measures that they should...
Publications March 25, 2020 The recording of telephone conversations under MiFID II: Clarification by ESMA
Publications March 20, 2020 ESMA Public Statement: Postponement of the reporting obligations under the Securities Financing Transactions Regulation (“SFTR”) In a Public Statement issued by the European Securities and Markets Authority (“ESMA”) on 18 March 2020, ESMA acknowledges that it...
Publications March 18, 2020 Short-selling regulatory update amidst the COVID-19 pandemic The current COVID-19 pandemic has undoubtedly, already had a negative impact on the financial market within the European Union...
Firm news February 25, 2020 Financial Crime workshops organised by Ganado Advocates in collaboration with Duff & Phelps
Events November 27, 2019 Ganado Advocates co-organises Regulation and Tax seminar in London Ganado Advocates, along with Throgmorton, Optima Partners, Apex Group and RSM, co-organised the UK and EU State of Play...